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Commentary

“China’s Nightmare: Managing Regime Collapse in North Korea”

By William Douglas

March 1, 2018

Military parade in Pyongyang, North Korea on October 10, 2015. (Photo Credit: Uwe Brodrecht, CreativeCommons)

In the News

Xi’s economic adviser arrives in DC to avert trade chill
Shawn Donnan, Tom Mitchell
Financial Times, February 26

Bill Gates and China spur development of next-generation reactors

Shunsuke Tabeta
Nikkei Asian Review, February 22

US trade move against China snared in legal concerns
Shawn Donnan, Tom Mitchell
Financial Times, February 13

British Defense Secretary Says Warship Bound for South China Sea: Media
Tom Westbrook
Reuters, February 13

As China Marches Forward on A.I., the White House Is Silent
Cade Metz
New York Times, February 12

US-China ties take step forward with top diplomat’s trip
Christopher Scott
Asia Times, February 12

China’s Xi stresses military modernization in pre-new year visit
Ben Blanchard
Reuters, February 12

Articles and Analysis

What an Extension of Xi’s Reign in China Means for Investors
Justina Lee
Bloomberg, February 26

“The removal of presidential term limits should guarantee one thing for investors — their China portfolios will be increasingly tied to one man.”

Time to rethink U.S. trade strategy in Asia
Ryan Hass
Brookings Institute, February 20

“In announcing tariffs on imported solar cells and modules last month, the Trump administration protected a small number of U.S.-based solar manufacturers, one of which is Chinese-owned, at the expense of destroying roughly 23,000 American solar workers’ jobs. The move also appears to have triggered Chinese retaliation against American sorghum producers, a geographically concentrated group in the Midwest that exports 79 percent of its product to the Chinese market. Protecting a Chinese-owned company at the expense of American workers’ jobs is the epitome of an own goal.”

“Trump’s next major China trade-related decision is whether to use national security as a basis to protect America’s steel and aluminum industry…The Council of Economic Advisors…argue in a joint letter to President Trump that previous attempts to use protection to revitalize the steel industry have failed, and that by imposing steel tariffs now, Trump would harm the U.S. economy by raising input costs for manufacturers, reducing employment in manufacturing, and increasing prices for consumers.”

How China’s Arctic policy paper has warmed the atmosphere with international observers
Nong Hong
South China Morning Post, February 14

“China issued its official Arctic policy in a January 26 white paper. The paper prompted overwhelming praise among Chinese media and academics, along with much discussion among foreign observers, especially in member states of the Arctic Council. Five states in Asia – China, Japan, South Korea, Singapore and India – received observer status to the council in 2013.”

The China Reckoning: How Beijing Defied American Expectations
Kurt M. Campbell, Ely Ratner
Foreign Affairs, February 13

“The United States has always had an outsize sense of its ability to determine China’s course. Again and again, its ambitions have come up short. After World War II, George Marshall, the U.S. special envoy to China, hoped to broker a peace between the Nationalists and Communists in the Chinese Civil War. During the Korean War, the Truman administration thought it could dissuade Mao Zedong’s troops from crossing the Yalu River. The Johnson administration believed Beijing would ultimately circumscribe its involvement in Vietnam. In each instance, Chinese realities upset American expectations.”

Ex-CIA analysts explain why a bloody nose policy on North Korea would backfire
Jung H. Pak, Sue Mi Terry, Bruce Klingner
Brookings Institution, February 12

Consistent signals sent by US senior officials on a military strike against North Korea are unsettling and dangerous. A preemptive U.S. attack will counterproductively reinforce Pyongyang’s determination to hold on to its nuclear capabilities and thus aggravate the nuclear threat. Immediate loss of human life and property will be huge too. Apart from that, the predictably adverse long-term ripples effects on the relations between the States and its regional allies, a foreseeable loss of U.S. standing and credibility in Northeast Asia, and the regional and global economy, indicate that without clear evidence of an impending North Korea strike, the military action should not be adopted.

Seven Chinas: A Policy Framework
David Kelly
Center for Strategic and International Studies, February 5

Departing from the traditional understanding of Chinese foreign policy making, the author offers an alternative approach to interpreting China’s behaviors. China’s actions can be viewed through the lens of seven coexisting identities that respectively define China’s objectives and pursuits. China’s policies too were subject to the impact of the blend of some identities, instead of the whole package.

The seven identities include: (1) self-sufficient civilization, (2) the most humiliated nation, (3) leader of the developing world, (4) champion of plurality, (5) sovereign survivor, (6) the last man standing, and (7) the herald of the high frontier. This approach may provide more insights than the simplistic dichotomy that China was either expanding or defending the status quo.

Past Events

The Trump administration’s Nuclear Posture Review: Continuity and change
Event hosted by Brookings Institution, February 12

“On February 12, the Foreign Policy program at Brookings hosted a discussion of the 2018 NPR. With the unveiling of the 2018 Nuclear Posture Review (NPR), the Trump administration builds on President Obama’s multi-decade plan to modernize each leg of the U.S. nuclear triad and nuclear command and control system, calling it “an affordable priority.” At the same time, the Trump NPR goes beyond the 2010 NPR in a number of ways. These changes include seeking a new, low-yield warhead for some sea-launched ballistic missiles and a new nuclear-armed sea-launched cruise missile and by articulating a revised declaratory policy that could envision the U.S. use of nuclear weapons in a wider range of contingencies, such as in response to a cyberattack against U.S. command and control or early warning capabilities.”

World Economic Update
Event hosted by Council on Foreign Relations, February 21

The panelists concluded that although the Trump’s economic policies have shaken the international economy to its core, investors are largely turning a blind eye to the instability rather that taking their money “off the table.” The big question is how long this can possibly last. With NAFTA renegotiations and a potential trade war between China and the United States on the horizon, panelists were far from certain that the status quo could continue for much longer.

Nuclear Risks in Northeast Asia
Event hosted by Carnegie Endowment for International Peace, February 27

“Nowhere are nuclear dangers growing more rapidly than in North East Asia. China’s rise and North Korea’s rapidly developing nuclear and missile programs have catalyzed a debate about whether the United States should rely more heavily on nuclear weapons in its efforts to protect the security of Japan and South Korea. Meanwhile, civilian nuclear energy programs risk the stockpiling of plutonium. South Korea and China are considering programs to extract plutonium from used nuclear fuel, as Japan wrestles with the realization that it is unable to make fresh fuel from the plutonium it has already extracted.”

Upcoming Events

China’s Rapid Rise as a Green Finance Champion
Event hosted by Woodrow Wilson Center, March 5

U.S. Trade Policy in Northeast Asia
Event hosted by Woodrow Wilson Center, March 6

The Return of Marco Polo’s World
Event hosted by Center for Strategic and International Studies, March 9

The Logic of American Nuclear Strategy
Event hosted by Center for Strategic and International Studies, March 9

Commentary

China’s Nightmare: Managing Regime Collapse in North Korea

By William Douglas

Observers often attribute China’s reluctance to place increasingly severe sanctions on North Korea to fear that putting too much pressure on Pyongyang could cause the regime to collapse. The government in Beijing worries that U.S. and South Korean forces might occupy part or all of North Korea, effectively bringing the United States and its allies to China’s Yalu River border.  U.S. Secretary of State Rex Tillerson recently assured North Korea and China that “We do not seek an excuse to send our military north of the 38th parallel.” Even if the North Korean regime were to collapse and the United States conducted raids to try to secure North Korea’s nuclear weapons, American forces would leave as soon as the task was completed.

A useful additional step in the same direction would be for the United States to propose (perhaps privately) to the Chinese government that the countries on North Korea’s periphery prepare a contingency plan, agreeing that in the event of a North Korean collapse its neighbors would multilaterally act to neutralize and stabilize North Korea. The major countries active in Northeast Asia – China, Russia, South Korea, Japan, and the United States — are in the situation that has classically led to multilaterally-imposed neutralization in the past: none of them needs to dominate North Korea, but each of them needs to assure that none of the others dominate it. The neutralization of Belgium by international treaty in 1839 is a case in point. (Neutralization is not the same as neutrality – the former is decided on by outside powers for their convenience, whereas neutrality is a policy adopted by a country which hopes thereby to stay out of a fight among other powers. For example, Switzerland during World War II and Finland during the Cold War adopted neutrality by their own choice.)

Joint action undertaken to neutralize a post-Kim dynasty North Korea could be done through an ad hoc “concert of Northeast Asia” analogous to the Concert of Europe that kept peace in Europe after the Napoleonic wars. The formation of such a concert requires that all the parties be basically satisfied the with the power relations prevailing in a region. They then act jointly to maintain that power status quo. If one member of the concert power begins an expansionist effort, the other members will together attempt to contain it. Because all of North Korea’s neighbors would have a common interest in keeping North Korea neutralized, as would the major ally of Japan and South Korea, the United States, the condition necessary for concerted action would be present.

In addition to assuaging China’s fears that South Korea and the United States might move into the power vacuum created by collapse of the Kim regime, a contingency plan for   neutralization could also reduce another Chinese concern: that China might end up with the full economic burden of resuscitating and reforming North Korea’s shaky economy. The combination of both security and economic fears explains why China has long resisted the inclusion of substantial reduction on oil shipments to North Korea in U.N. sanctions. In negotiations for a neutralization plan, China could insist that other countries commit to sharing the burden of rehabilitating the North Korean economy. Japan and the United States in particular have such strong security concerns about North Korean’s nuclear build-up that they would likely make such commitments in order to get China’s support for further strengthening of sanctions on North Korea.

A plan to provide troops to maintain order in North Korea would be crucial to the contingency agreement. It would be equally essential to avoid a tragic replay of the division of Korea in 1945, when boots on the ground determined into whose sphere of influence each part of Korea would be incorporated. Consideration should be given to interspersing units from the surrounding countries’ armed forces in a polka-dot pattern across North Korea, with no contingent located on the border of its own country. U.N. peacekeepers could also serve a crucial role in places which none of the powers would want to see occupied by any of the others.  

The goal for whatever military arrangements might be agreed upon by North Korea’s neighbors would be to implement the neutralization of North Korea. Such an arrangement would contribute greatly to the stability of power relations in Northeast Asia as a whole. If successful, it could provide a precedent for a concert among the countries bordering on the South China Sea to assure mutual freedom of navigation through its waters. For China, satisfying its maritime security interests in such a way would improve its relations with Southeast Asian nations, rather than antagonizing them, as does its present assertion of sovereignty over most of the Sea.      

Regardless of whether the Chinese government took an interest in negotiating such a contingency plan for neutralizing North Korea, for the United States to propose it would add credibility to American assurances that the United States does not seek to dominate North Korea in the event of regime collapse. Such assurances would go a long way towards convincing the Chinese to support additional tightening of the sanctions screws on Pyongyang.


William A. Douglas is professorial lecturer at the School of Advanced International Studies, Johns Hopkins University. He is the author of Developing Democracy and Promoting Democracy, among other publications. He was the Fei Yiming Visiting Professor of Politics at the Hopkins-Nanjing Center in 2009-2011.